The exchange is hiring Seth Levy, who spent 16 years at U.S. regulator FINRA, and Steven McWhirter from the U.K.'s Financial Conduct Authority.
The license could open up future opportunities around digital securities trading.
The self-regulatory body is primarily concerned with rules around advertising and disclosure to customers.
CEO Vlad Tenev isn’t registered with FINRA, new documents show.
Ross breaks down the current state of the crypto markets, the expectations from governmental statutes and the guidance for advisers in the present regulatory environment.
Apifiny connects professional traders with 40-odd global exchanges to search the best execution prices.
Uphold is set to become one of the first cryptocurrency businesses in the U.S. to offer securities on an omnibus basis to retail investors, the company said.
FINRA, the SEC and the New York Attorney General’s Office are all making enquiries into the trading app provider.
The fund aims to compete with Grayscale's Bitcoin Trust and others by offering a 50 basis point lower expense ratio.
U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets.