finra

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Texture Capital Awarded FINRA License to Trade Security Tokens
Texture is the latest tokenization firm to eye the $1.5 trillion private securities market.
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SEC Won't Take Action Against Compliance-Focused Digital Security Exchanges
Digital security exchanges that ensure listed assets are legitimate will not face sanctions, the SEC said in an open letter.
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Overstock's tZERO Wins FINRA Approval to Launch Retail Broker-Dealer Subsidiary
The firm announced Thursday that FINRA approved its application to launch tZERO Markets, a retail broker-dealer subsidiary.
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tZERO-Backed Startup Seeks SEC Approval to Launch Security Token Market
BSTX is seeking regulatory approval to launch one of the first markets for publicly traded, registered security tokens.
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Harbor's Regulatory Wait Ends as FINRA Awards Broker-Dealer License
Harbor's broker-dealer licensing breaks a lengthy standoff between aspiring crypto broker-dealers and the U.S. regulators who approve them.
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The Crypto Custody Conundrum: What Are We Even Talking About?
New tech usually struggles with vocabulary, says Noelle Acheson. With bitcoin, the confusion rubs off integral concepts in securities legislation.
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It Took 18 Months, But This Blockchain Securities Firm Got the Nod From FINRA
FINRA has approved iownit as a broker-dealer, clearing the firm to offer digital securities on a private Hyperledger blockchain.
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FINRA Extends Deadline for Firms to Report Crypto Activity
The self-regulatory body for brokers and exchanges has quietly extended its deadline for member firms to report their crypto activity.
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SEC, FINRA Issue Explanation of Crypto Custodian Approval Delay
In a joint statement Monday, the SEC and FINRA laid out the issues they must examine before approving broker-dealer applications from crypto startups.
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Gemini to Apply for Broker-Dealer License in Bid to Trade Crypto Securities
The Winklevoss-owned cryptocurrency exchange Gemini is applying for a broker-dealer license from FINRA.
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