broker dealers

CoinDesk - Unknown
The SEC's New Proposal to Redefine 'Dealer' Could Spell Bad News for DeFi

The 200-page proposal is ostensibly about the electronic trading of U.S. Treasurys – but many industry insiders smell a sneak attack against crypto.

The 200-page proposal is ostensibly about the electronic trading of U.S. Treasurys – but many industry insiders smell a sneak attack against crypto.

CoinDesk - Unknown

CoinDesk - Unknown
Winklevoss-Owned Gemini Galactic Snags FINRA Broker-Dealer Approval

The license could open up future opportunities around digital securities trading.

The license could open up future opportunities around digital securities trading.

CoinDesk - Unknown

CoinDesk - Unknown
Crypto Trading Business Apifiny Snags FINRA Broker-Dealer License

Apifiny connects professional traders with 40-odd global exchanges to search the best execution prices.

Apifiny connects professional traders with 40-odd global exchanges to search the best execution prices.

CoinDesk - Unknown

CoinDesk - Unknown
Anchorage to Custody Digital Securities for Prometheum’s Retail Trading Platform

The custodian’s bank charter allows it to hold digital assets for broker-dealers and their clients, said Anchorage CEO Nathan McCauley.

The custodian’s bank charter allows it to hold digital assets for broker-dealers and their clients, said Anchorage CEO Nathan McCauley.

CoinDesk - Unknown

CoinDesk - Unknown
Crypto Firm Uphold Gets US OK to Buy Broker-Dealer JNK Securities

Uphold is set to become one of the first cryptocurrency businesses in the U.S. to offer securities on an omnibus basis to retail investors, the company said.

Uphold is set to become one of the first cryptocurrency businesses in the U.S. to offer securities on an omnibus basis to retail investors, the company said.

CoinDesk - Unknown

CoinDesk - Unknown
SEC Gives Broker-Dealers Room to Handle Crypto Securities

The SEC's broker-dealer guidance was generally welcomed as a step in the right direction by industry players.

The SEC's broker-dealer guidance was generally welcomed as a step in the right direction by industry players.

CoinDesk - Unknown

CoinDesk - Unknown
US Lawmakers Ask SEC to Clarify Broker-Dealer Rules

U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets.

U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets.

CoinDesk - Unknown

CoinDesk - Unknown
Texture Capital Awarded FINRA License to Trade Security Tokens

Texture is the latest tokenization firm to eye the $1.5 trillion private securities market.

Texture is the latest tokenization firm to eye the $1.5 trillion private securities market.

CoinDesk - Unknown

CoinDesk - Unknown
Securitize Goes License Shopping With Acquisition of SEC-Registered Broker-Dealer

Security token firm Securitize announced Thursday its planned acquisition of Distributed Technology Markets (DTM).

Security token firm Securitize announced Thursday its planned acquisition of Distributed Technology Markets (DTM).

CoinDesk - Unknown

CoinDesk - Unknown
BitGo Acquires Harbor in Surprise Expansion Beyond Crypto Custody

Digital asset custodian BitGo is building a “full stack” security token services provider by acquiring tokenization platform Harbor, including its broker-dealer and transfer agent.

Digital asset custodian BitGo is building a “full stack” security token services provider by acquiring tokenization platform Harbor, including its broker-dealer and transfer agent.

CoinDesk - Unknown