broker dealers

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Paxos Adds Financial Adviser Crypto Trading to Brokerage Platform
While just 15% of financial advisers are allocating crypto in customer accounts, 94% have received crypto-related questions from clients, said Paxos, citing recent survey data.
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The SEC's New Proposal to Redefine 'Dealer' Could Spell Bad News for DeFi
The 200-page proposal is ostensibly about the electronic trading of U.S. Treasurys – but many industry insiders smell a sneak attack against crypto.
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Winklevoss-Owned Gemini Galactic Snags FINRA Broker-Dealer Approval
The license could open up future opportunities around digital securities trading.
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Crypto Trading Business Apifiny Snags FINRA Broker-Dealer License
Apifiny connects professional traders with 40-odd global exchanges to search the best execution prices.
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Anchorage to Custody Digital Securities for Prometheum’s Retail Trading Platform
The custodian’s bank charter allows it to hold digital assets for broker-dealers and their clients, said Anchorage CEO Nathan McCauley.
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Crypto Firm Uphold Gets US OK to Buy Broker-Dealer JNK Securities
Uphold is set to become one of the first cryptocurrency businesses in the U.S. to offer securities on an omnibus basis to retail investors, the company said.
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SEC Gives Broker-Dealers Room to Handle Crypto Securities
The SEC's broker-dealer guidance was generally welcomed as a step in the right direction by industry players.
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US Lawmakers Ask SEC to Clarify Broker-Dealer Rules
U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets.
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Texture Capital Awarded FINRA License to Trade Security Tokens
Texture is the latest tokenization firm to eye the $1.5 trillion private securities market.
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Securitize Goes License Shopping With Acquisition of SEC-Registered Broker-Dealer
Security token firm Securitize announced Thursday its planned acquisition of Distributed Technology Markets (DTM).
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