Financial Industry Regulatory Authority

Prometheum founder and co-CEO Aaron Kaplan went on CoinDesk TV to discuss is Financial Industry Regulatory Authority (FINRA) broker-dealer license approval. (CoinDesk)
Prometheum Earns Final Regulatory Nod to Try Hand at Fully-Compliant Crypto
The U.S. platform, which drew industry barbs for insisting crypto can comply with SEC rules, is now approved for clearing, though it won't begin for a few months at least.
Prometheum founder and co-CEO Aaron Kaplan went on CoinDesk TV to discuss is Financial Industry Regulatory Authority (FINRA) broker-dealer license approval. (CoinDesk)

U.S. Securities and Exchange Commission (Jesse Hamilton/CoinDesk)
Come in and Register? These Firms Say They Found an SEC-Friendly Crypto Path
As the industry fights with the U.S. regulator over “impossible” demands, Prometheum Capital and others win approvals to deal in crypto securities.
U.S. Securities and Exchange Commission (Jesse Hamilton/CoinDesk)

FINRA Considers Crypto in New Regulatory Notice
FINRA Considers Crypto in New Regulatory Notice
The Financial Industry Regulatory Authority (FINRA), the finance industry’s self-regulatory body, has mentioned virtual assets in a new regulatory notice on anti-money launder...
FINRA Considers Crypto in New Regulatory Notice

Robinhood Slapped With $70M Fine
Robinhood Slapped With $70M Fine
Mercado Bitcoin, Brazil’s largest exchange and one of the largest in Latin America, has raised $200 million in series B funding from the SoftBank Latin America Fund. “The Hash...
Robinhood Slapped With $70M Fine