Financial Industry Regulatory Authority

U.S. Securities and Exchange Commission (Jesse Hamilton/CoinDesk)
Come in and Register? These Firms Say They Found an SEC-Friendly Crypto Path
As the industry fights with the U.S. regulator over “impossible” demands, Prometheum Capital and others win approvals to deal in crypto securities.
U.S. Securities and Exchange Commission (Jesse Hamilton/CoinDesk)

FINRA Considers Crypto in New Regulatory Notice
FINRA Considers Crypto in New Regulatory Notice
The Financial Industry Regulatory Authority (FINRA), the finance industry’s self-regulatory body, has mentioned virtual assets in a new regulatory notice on anti-money laundering (AML) and countering the financing of terrorism (CFT). CoinDesk’s Nikhilesh De discusses the possible outcome for crypto regulation.
FINRA Considers Crypto in New Regulatory Notice

Robinhood Slapped With $70M Fine
Robinhood Slapped With $70M Fine
Mercado Bitcoin, Brazil’s largest exchange and one of the largest in Latin America, has raised $200 million in series B funding from the SoftBank Latin America Fund. “The Hash” panel discusses the booming interest for cryptocurrencies in Latin America and the implications for global crypto markets.
Robinhood Slapped With $70M Fine