RIA Advisors

Policy

Regulations

Coinbase, Anchorage Digital Say They'd Be OK Under SEC Custody Proposal, but Risks May Lurk for Others

The U.S. Securities and Exchange Commission’s proposal to require investment advisers use only “qualified custodians” could complicate advisers' use of crypto platforms.

By Jesse Hamilton

Sponsored

Feb 15, 2023 at 11:10 p.m. UTC

Feb 15, 2023

regulationsCustodyCoinbaseRIA AdvisorsAnchorage Digital

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Policy

Regulations

SEC Proposal Could Bar Investment Advisers From Keeping Assets at Crypto Firms

As long as crypto platforms and lenders aren’t registered as exchanges or banks, they wouldn’t qualify as custodians in the latest SEC limits proposed for registered investment advisors.

By Jesse Hamilton

Sponsored

Feb 15, 2023 at 3:00 p.m. UTC

Feb 15, 2023

regulationsSECRIA AdvisorsCustodiansUS

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Policy

Regulations

SEC Directs Examiners to Focus on How US Broker-Dealers Are Pitching Crypto

The U.S. securities regulator issued its annual examination priorities on how it’ll keep track of emerging risks. The handling of crypto was one of the highlights.

By Jesse Hamilton

Sponsored

Feb 7, 2023 at 11:11 p.m. UTC

Feb 7, 2023

regulationsSECSecurities and Exchange CommissionBroker-DealersWashington, DCUSRIA Advisors

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Video

Cdtv

What Will Lead Registered Investment Advisors to Recommend Crypto?

Michael Liebowitz of RIA Advisors joins “First Mover” to explain why registered investment advisors and their clients are very cautious about crypto at this time but will be inclined to invest if U.S. regulators approve an exchange-traded fund.

By CoinDesk Staff

Sponsored

Mar 2, 2021 at 3:38 p.m. UTC

Mar 2, 2021

cdtvFM ClipETFMichael LiebowitzRIA Advisors

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