SEC, CFTC Hit Crypto App Abra With $300K in Penalties Over Illegal Swaps
The financial regulators both found fault with Abra offering security-based swaps without first checking to see whether investors were eligble.
The federal securities watchdog has taken an interest in DeFi's most basic building block.
The cryptocurrency and security token exchange has filed an updated IPO prospectus with the SEC, lowering the maximum expected raise and proposing a new launch date.
Publicly traded brokerage firm Interactive Brokers has agreed to pay multi-million dollar penalties to the SEC, Finra and CFTC for failure to flag suspicious transactions and lapses in AML compliance.
Company executives anticipated regulators might one day take an interest in Binance Chain
A look inside Arca and TokenSoft’s 605-day crusade to register the first Ethereum blockchain-native ‘40 Act Fund.
SEC Chairman Jay Clayton has been nominated to become the U.S. Attorney for the Southern District of New York, replacing U.S. Attorney Geoffrey Berman, who said he had not resigned.