FINRA

FINRA
In First, FINRA Files Fraud Complaint Against Crypto Broker
The Financial Industry Regulatory Authority (FINRA) has filed a securities fraud complaint against a cryptocurrency broker.
FINRA

FINRA
FINRA Wants to Know All About Member Firms' Crypto Activities
The U.S. financial self-regulatory body is asking member firms to submit every detail of their existing or future activities in cryptocurrency.
FINRA

NYC
Crypto Startup Uphold Moves to Become Licensed U.S. Broker-Dealer
Digital money platform Uphold is looking to become a Finra-registered broker-dealer following a new acquisition, the company says.
NYC

FINRA
Tezos Co-Founder Sanctioned By US Financial Watchdog
Arthur Breitman, co-founder of cryptocurrency project Tezos, has been barred by FINRA from any association with broker-dealers for two years.
FINRA

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FINRA: Beware Public Stocks That Tout Cryptocurrency Connection
FINRA, a self-regulatory authority for the financial industry in the U.S., has issued a new warning about cryptocurrency-related stock fraud.
shutterstock_335499782

finra
FINRA to Host Blockchain Event in New York Next Month
FINRA, the self-regulatory organization for US brokers, has announced a new blockchain event and a fintech communications hub this week.
finra

finra
FINRA Believes Blockchain Could Impact its Regulatory Rules
FINRA, the self-regulatory organization for US brokers, could see some of its rules impacted by blockchain.
finra

Chamber of Digital Commerce's Smart Contracts Symposium at Microsoft in New York. (Photo: www.JeffreyHolmes.com)
Smart Contract Issues Set Off 'Alarm Bells', Says US Regulator
Representatives of two US regulators have explained how their agencies are approaching the rapidly growing smart contracts industry.
Chamber of Digital Commerce's Smart Contracts Symposium at Microsoft in New York. (Photo: www.JeffreyHolmes.com)

Trading tickers
Bitcoin Investment Trust Gets FINRA Green Light to Trade
The Bitcoin Investment Trust is set to become the first publicly traded bitcoin fund, having received approval from US securities regulator FINRA.
Trading tickers

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US Securities Regulator FINRA Warns of Bitcoin's Investment Risks
The Financial Industry Regulatory Authority (FINRA), the USA's largest independent regulator, has issued an investor alert about bitcoin.
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