In a joint statement Monday, the SEC and FINRA laid out the issues they must examine before approving broker-dealer applications from crypto startups.
The Winklevoss-owned cryptocurrency exchange Gemini is applying for a broker-dealer license from FINRA.
Wall Street watchdog FINRA has sat for as long as 12 months on roughly 40 broker-dealer applications by blockchain startups.
U.S. self-regulatory organization FINRA has fined and suspended an investment adviser over undeclared cryptocurrency mining activities.
FINRA has approved Grayscale Investments' ethereum trust shares for sale to mom-and-pop investors.
SeedInvest, the equity crowdfunding platform owned by crypto startup Circle, just got a license to facilitate trading of traditional securities.
Since losing its founder in August, sources say ICO platform Token Foundry is alive in name only.
The Financial Industry Regulatory Authority (FINRA) has filed a securities fraud complaint against a cryptocurrency broker.
The U.S. financial self-regulatory body is asking member firms to submit every detail of their existing or future activities in cryptocurrency.
Digital money platform Uphold is looking to become a Finra-registered broker-dealer following a new acquisition, the company says.