SEC, FINRA Issue Explanation of Crypto Custodian Approval Delay
In a joint statement Monday, the SEC and FINRA laid out the issues they must examine before approving broker-dealer applications from crypto startups.
Harbor's broker-dealer licensing breaks a lengthy standoff between aspiring crypto broker-dealers and the U.S. regulators who approve them.
New tech usually struggles with vocabulary, says Noelle Acheson. With bitcoin, the confusion rubs off integral concepts in securities legislation.
BSTX is seeking regulatory approval to launch one of the first markets for publicly traded, registered security tokens.
FINRA has approved iownit as a broker-dealer, clearing the firm to offer digital securities on a private Hyperledger blockchain.
The self-regulatory body for brokers and exchanges has quietly extended its deadline for member firms to report their crypto activity.