FINRA

There's a Way Forward for Crypto in the U.S.: Prometheum Inc. Co-CEO
There's a Way Forward for Crypto in the U.S.: Prometheum Inc. Co-CEO
Prometheum Ember Capital LLC is the first broker-dealer with custody rights for digital assets securities approved by the Financial Industry Regulatory Authority (FINRA), an i...
There's a Way Forward for Crypto in the U.S.: Prometheum Inc. Co-CEO

Prometheum Founder on FINRA Approval, State of Crypto Regulation
Prometheum Founder on FINRA Approval, State of Crypto Regulation
The Financial Industry Regulatory Authority (FINRA), an industry-funded oversight arm created by the SEC, announced last week that it has given a broker-dealer approval to Pro...
Prometheum Founder on FINRA Approval, State of Crypto Regulation

(Louis Velazquez/Unsplash)
A Self-Regulatory Organization Is the Best Way to Advance Crypto While Protecting the Public
The financial industry, collectively, has greater domain expertise than can be expected of regulators. This reality invites transparent, fully accountable, self-regulation.
(Louis Velazquez/Unsplash)

Changpeng Zhao, founder and chief executive officer of Binance ( Bloomberg/Getty Images)
Binance Taps Former Regulators to Strengthen Global Surveillance Team
The exchange is hiring Seth Levy, who spent 16 years at U.S. regulator FINRA, and Steven McWhirter from the U.K.'s Financial Conduct Authority.
Changpeng Zhao, founder and chief executive officer of Binance ( Bloomberg/Getty Images)

Gemini ad (Shutterstock)
Winklevoss-Owned Gemini Galactic Snags FINRA Broker-Dealer Approval
The license could open up future opportunities around digital securities trading.
Gemini ad (Shutterstock)

(Shutterstock)
FINRA Considering Changes to Crypto Regulations to Better Protect Investors: Report
The self-regulatory body is primarily concerned with rules around advertising and disclosure to customers.
(Shutterstock)

FINRA Considers Crypto in New Regulatory Notice
FINRA Considers Crypto in New Regulatory Notice
The Financial Industry Regulatory Authority (FINRA), the finance industry’s self-regulatory body, has mentioned virtual assets in a new regulatory notice on anti-money launder...
FINRA Considers Crypto in New Regulatory Notice

Vlad Tenev, CEO and co-founder of Robinhood
Robinhood Under Investigation for FINRA Registration Violation
CEO Vlad Tenev isn’t registered with FINRA, new documents show.
Vlad Tenev, CEO and co-founder of Robinhood

Robinhood Slapped With $70M Fine
Robinhood Slapped With $70M Fine
Mercado Bitcoin, Brazil’s largest exchange and one of the largest in Latin America, has raised $200 million in series B funding from the SoftBank Latin America Fund. “The Hash...
Robinhood Slapped With $70M Fine

SEC and FINRA Offer New Regulatory Guidance for Crypto Advisers
A Big Week in Crypto and Adviser Guidance in the Regulatory Environment
Ross breaks down the current state of the crypto markets, the expectations from governmental statutes and the guidance for advisers in the present regulatory environment.
SEC and FINRA Offer New Regulatory Guidance for Crypto Advisers